Associate – Regulatory Reporting

About the role

The Associate will join the US Regulatory Services team, supporting the accurate and timely submission of a wide range of regulatory reports. This position combines day‑to‑day operational execution with opportunities to improve processes, manage risk, and act as a key escalation point for junior analysts.

Key responsibilities

• Execute daily reporting activities for assigned reports such as Electronic Blue Sheets (EBS), Consolidated Audit Trail (CAT), CAIS, SEC 13DG/H, LOPR, Short Interest, TRACE, MSRB, and others.
• Serve as a final reviewer for regulatory submissions and provide escalation support on complex issues.
• Develop and implement controls to ensure timeliness, accuracy, and completeness of reporting, and resolve identified exceptions.
• Prioritize and address reporting anomalies, produce stakeholder presentations, and assist with impact assessments of system or business changes.
• Document, revise, and maintain procedures for new and existing reports; perform user testing for process enhancements.
• Supervise junior analysts and cover for the Team Manager during absences.

Required profile

• Bachelor’s degree or equivalent, preferably in Engineering, Business, or a related field.
• Understanding of financial products (equities, listed derivatives, fixed income, OTC derivatives).
• Knowledge of the trade life‑cycle, including order entry and execution.

Required skills

What we offer

• Exposure to a broad set of regulatory reporting frameworks.
• Collaboration with compliance, legal, finance, and technology teams.
• Opportunities for continuous process improvement and professional growth.