Manager, Non-Financial Risk Management

About the role

Mitsubishi UFJ Financial Group (MUFG) is seeking a risk and control professional to support ongoing risk management, control testing, assessment activities and regulatory compliance. The role assesses risk profiles, runs control and self-assurance activities, coordinates testing, supports remediation and partners with stakeholders so controls operate effectively under bank policies and regulatory requirements. It is open to candidates with experience in risk management, compliance, audit or control in a highly regulated environment.

Key responsibilities

• Monitor and report on the risk profile, including risk issues and initiatives
• Run front-line controls, risk control self-assessments (RCSA) and independent risk and audit activities
• Partner with process owners and control officers to document controls, improve control language and maintain test scripts
• Coordinate control testing logistics and document retrieval, and prepare written reports summarizing objectives, scope, findings and conclusions
• Support project management for policy and periodic projects, and repurpose control testing results across the bank
• Challenge assessment results with stakeholders across the lines of defense and promote non-financial risk awareness
• Help complete Risk Policies and Risk Appetite Statements, implement remediation plans and draft commentaries for governance committees

Required profile

• Solid experience in a risk, control or audit function, with compliance required, preferably in a financial institution or highly regulated environment
• Demonstrable knowledge of banking and finance regulations
• Degree in business or finance with coursework in operations, risk and/or compliance, audit, or equivalent work experience
• Cyber risk or audit experience preferred

Required skills

• RCSA, risk assessment and control testing, and design of test scripts
• Knowledge of OSFI E-21, B-10 and B-13, COSO, COBIT, NIST-800-53, Cybersecurity Horizontal Reviews and ITIL
• Microsoft SharePoint and Teams, or a project management environment
• Strong analytical, project management and stakeholder management skills